SEC Filings

SEC Filings

Document Highlights
Filing Description Filing Type Filing Date Event Date  
Latest 10-K 10-K/A 10/23/2017 6/30/2017
Latest 10-Q 10-Q 2/7/2018 12/31/2017
Latest Proxy DEF 14A 9/14/2017 12/12/2017
Other Filings
Filing Description Filing Type Filing Date Event Date  
Prospectus 497 4/23/2018
Prospectus 497 4/23/2018
Registration Statement POS EX 4/19/2018
Prospectus 497 4/16/2018
Prospectus 497 4/16/2018
Registration Statement POS EX 4/12/2018
Prospectus 497 4/9/2018
Prospectus 497 4/9/2018
8-K 8-K 4/6/2018 4/6/2018
Abstract: Registrant reported that on April 6, its board of director determined to no longer modify, beginning March 25, 2019, the asset coverage ratio test applicable to the registrant under Section 61(a)(2) of the Investment Company Act of 1940.
Registration Statement POS EX 4/5/2018
8-K 8-K 4/4/2018 4/4/2018
Abstract: 8-K filed by Prospect Capital Corp. (PSEC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
Prospectus 497 4/2/2018
Prospectus 497 4/2/2018
8-K 8-K 3/30/2018 3/30/2018
Abstract: Registrant reported that on March 25, its board of directors approved the application of Section 61(a)(2) of the Investment Company Act of 1940 to the registrant, decreasing the asset coverage ratio test applicable to the registrant from 200% to 150%, effective March 25, 2019. Registrant reported that on March 23, the President signed into effect the Small Business Credit Availability Act which included permitted changes to the asset coverage test for business development companies and requires the SEC to revise certain registration and reporting rules within one year.
Registration Statement POS EX 3/29/2018
Prospectus 497 3/26/2018
Prospectus 497 3/26/2018
Registration Statement POS EX 3/22/2018
Prospectus 497 3/19/2018
Prospectus 497 3/19/2018

Displaying 1 to 20 (of 812 filings)