|
The following firms are believed to presently make a market in Prospect Capital Corporation stock on the NASDAQ |
| Company |
Phone | Address |
| Merrill Lynch, Pierce, Fenner |
(212) 670-2756 |
4 World Financial Center North Tower New York, NY 10080 |
| UBS Securities LLC |
(203) 719-3000 | 677 Washington Boulevard
Fourth Floor
Stamford, CT 06901 |
| Barclays Capital Inc./Le |
(212) 412-4000 | 200 Park Avenue New York, NY 10166 |
| Goldman, Sachs & Co. |
(212) 902-1000 | 200 West Street
29th Floor
New York, NY 10282 |
| Morgan Stanley & Co. LLC |
(212) 761-4000 | 1585 Broadway
New York, NY 10036 |
| Credit Suisse Securities (USA) LLC |
(212) 325-2000 | 11 Madison Avenue
24th Floor
New York, NY 10010 |
| Citadel
Securities LLC |
(312) 395-2100 |
131 South Dearborn Street Chicago,
IL 60603 USA |
| Knight Capital Americas, L.P. |
(914) 251-5800 |
100 Manhattanville Road Purchase,
NY 10577 |
| Two Sigma Securities, LLC |
Not available | 100 Avenue of The Americas New York, NY 10012 |
| LATOUR TRADING LLC |
Not available | Not available |
| J.P. Morgan Securities LLC |
(212) 272-2000 | 277 Park Avenue
New York, NY 10172 |
| Deutsche Banc Alex Brown |
(212) 454-3600 | 345 Park Avenue New York, NY 10017
10013 |
| Citigroup Global Markets Holdings Inc. |
(212) 816-6000 | 388 Greenwich Street
38th Floor
New York, NY 10013 |
| IMC-Chicago, LLC |
(847) 446-0300 | 540/550 Frontage Road, Suite 2535 Northfielf, ILLIOIS 60093 |
| ABN Amro Clearing LLC |
(312) 604-8000 |
175 W Jackson Blvd # 400 Chicago, IL 60604 |
| Pershing LLC |
(201) 413-2000 | 95 Christopher Columbus Drive Jersey City, NY |
|
Susquehanna Capital Group |
(610) 617-2600 | 401 City Avenue
Suite 220
Bala Cynwyd, PA 19004 |
| Timber
Hill Inc. |
(203) 618-5800 |
2 Pickwick Plaza
Suite 210
Greenwich, CT 06830 |
| Stifel, Nicolaus
& Co. |
(212) 847-6500 |
237 Park Ave New York, NY |
