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Market Makers

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The following firms are believed to presently make a market in Prospect Capital Corporation stock on the NASDAQ
Company PhoneAddress
Merrill Lynch, Pierce, Fenner (212) 670-2756 4 World Financial Center North Tower New York, NY 10080
UBS Securities LLC (203) 719-3000677 Washington Boulevard
Fourth Floor
Stamford, CT 06901
Barclays Capital Inc./Le (212) 412-4000200 Park Avenue New York, NY 10166
Goldman, Sachs & Co. (212) 902-1000200 West Street
29th Floor
New York, NY 10282
Morgan Stanley & Co. LLC (212) 761-40001585 Broadway
New York, NY 10036
Credit Suisse Securities (USA) LLC (212) 325-200011 Madison Avenue
24th Floor
New York, NY 10010
Citadel Securities LLC (312) 395-2100 131 South Dearborn Street Chicago,
IL 60603 USA
Knight Capital Americas, L.P. (914) 251-5800 100 Manhattanville Road Purchase,
NY 10577
Two Sigma Securities, LLC Not available100 Avenue of The Americas New York, NY 10012
LATOUR TRADING LLC Not availableNot available
J.P. Morgan Securities LLC (212) 272-2000277 Park Avenue
New York, NY 10172
Deutsche Banc Alex Brown (212) 454-3600345 Park Avenue New York, NY 10017
10013
Citigroup Global Markets Holdings Inc. (212) 816-6000388 Greenwich Street
38th Floor
New York, NY 10013
IMC-Chicago, LLC (847) 446-0300540/550 Frontage Road, Suite 2535 Northfielf, ILLIOIS 60093
ABN Amro Clearing LLC (312) 604-8000 175 W Jackson Blvd # 400 Chicago, IL 60604
Pershing LLC (201) 413-200095 Christopher Columbus Drive Jersey City, NY
Susquehanna Capital Group (610) 617-2600401 City Avenue
Suite 220
Bala Cynwyd, PA 19004
Timber Hill Inc. (203) 618-5800 2 Pickwick Plaza
Suite 210
Greenwich, CT 06830
Stifel, Nicolaus & Co. (212) 847-6500 237 Park Ave New York, NY
Prospect Capital Corporation
10 East 40th Street, 42nd Floor, New York, NY 10016
(212) 448 - 0702
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