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Current Portfolio Overview (as of May 8, 2014)
Company Industry Region Secured Debt Unsecured Debt Equity / Other
ADAPCO Ecological SouthEast US    
Adernant Software and Computer Services SouthEast US    
Aircraft Fasteners Machinery Western US  
ALG USA Holdings, LLC Hotels, Restaurants & Leisure NorthEast US    
Allied Defense Group, Inc Aerospace and Defense SouthEast US    
American Broadband Telecommunication Services SouthEast US  
American Gilsonite Specialty Minerals Western US    
AMU Holdings, Inc Proprty Management NorthEast US  
APH Property Holdings, LLC Real Estate SouthEast US  
Apidos CLO Diversified Financial Services Cayman Islands    
Arctic Glacier Food Products Canada    
Armor Holding II LLC Diversified Financial Services NorthEast US    
ARRM Holdings Inc Real Estate SouthEast US  
Atlantis Healthcare Group Healthcare Puerto Rico    
AWCNC, LLC Manufacturing SouthEast US    
Babson CLO Diversified Financial Services Cayman Islands    
Blue Coat Systems Inc Software and Computer Services NorthEast US    
BNN Holdings Healthcare MidWest US
Borga Manufacturing Western US  
Broder Bros., Co Textiles, Apparel & Luxury Goods NorthEast US    
Brookside Mill CLO Ltd Diversified Financial Services Cayman Islands    
Byrider Systems Auto Finance MidWest US    
BXN Holding Company Textiles, Apparel & Luxuary Goods SouthEast US  
Caleel and Hayden Personal & Nondurable Consumer Products SouthWest US    
Capstone Logistics Commercial Services SouthEast US    
Cargo Airport Services Transportation NorthEast US    
CCPI Holdings Inc Manufacturing MidWest US  
Cent 17 CLO Limited Diversified Financial Services Cayman Islands    
CI Holdings Software and Computer Services SouthWest US    
Cinedigm DC Holdings Software and Computer Services NorthEast US    
Correctional Healthcare Holding Co. Healthcare SouthWest US    
Coverall Commercial Services SouthEast US    
CP Well Testing Oil and Gas Products SouthWest US    
Credit Central Consumer Finance MidWest US  
Crossman Corporation Manufacturing Northeast US    
CRT Midco Media MidWest US    
Deltek Software and Computer Services SouthEast US    
Diamondback Oil and Gas Production SouthWest US    
Edmentum, Inc f/k/ Edmentum Learning, Inc Consumer Services MidWest US
EIG Investor Corp Software and Computer Services NorthEast US
Empire Today Durable Consumer Products MidWest US    
Energy Solutions Gas Gathering and Processing SouthEast US  
Evanta Commercial Services Western US    
EXL Acquisition Corp Biotechnology SouthEast US    
Fairchild Industrial Products Electronics SouthEast US    
First Tower Consumer Finance SouthEast US  
Fischbein Machinery SouthEast US    
Focus Brands, Inc Consumer Services SouthEast US    
FPG, LLC Durable Consumer Products MidWest US  
Galaxy XII CLO, Ltd. Diversified Financial Services Cayman Islands    
Global Employment Solutions, Inc Business Services South West US    
Grocery Outlet Retail Western US    
GTP Operations Software and Computer Services Southwest US    
Gulf Coast Machine and Supply Company Manufacturing Western US    
Halcyon Loan Advisors Diversified Financial Services Cayman Islands    
Harley Marine Services Transportation Western US    
Hoffmaster Group Durable Consumer Products MidWest US    
ICON Health & Fitness Durable Consumer Products Western US    
IDQ Holdings, Inc. Automobile SouthWest US    
Ikaria, Inc Healthcare North East US    
ING IM CLO Diversified Financial Services Cayman Islands    
Injured Workers Pharmacy Healthcare NorthEast US    
Instant Web, LLC Media MidWest US    
Interdent, Inc. Healthcare Western US  
JHH Holdings, Inc Healthcare SouthWest US    
Laserhip Transportation SouthEast US    
LCM XIV CLO ltd Diversified Financial Services Cayman Islands    
LHC Holdings Healthcare SouthEast US    
Madison Park Funding IX, Ltd. Diversified Financial Services Cayman Islands    
Manx Oil & Gas Production MidWest US  
Material Handling Services, LLC Business Services MidWest US  
Matrixx Initiatives, Inc. Pharmaceuticals New Jersey
Maverick Healthcare Healthcare SouthWest US    
Medical Security Card Company Healthcare SouthWest US    
Mountain View CLO Diversified Financial Services Cayman Islands    
National Bankruptcy Services, LLC Diversified Financial Services SouthWest US    
Nationwide Acceptance Holdings, LLC Consumer Finance SouthEast US  
Naylor, LLC Media SouthEast US  
NCP Finance Consumer MidWest US    
New Century Transportation, Inc. Transportation NorthEast US    
New Star Metals Metal Services and Minerals MidWest US    
Nixon, Inc. Durable Consumer Products Western US    
NMMB Holdings Media NorthEast US    
NRG Manufacturing SouthWest US    
Octagon Investment Partners XV, ltd Diversified Financial Services Cayman Islands    
Onyx Payments, Inc. Diversified Financial Services SouthWest US  
Peagus Business Intelligence Diversified Financial Services SouthWest US  
Pelican Products Durable Consumer Products Western US    
Photonis Technologies SAS Aerospace and Defense France    
Pinnacle Treatment Software and Computer Services Southwest US  
Prepaid Legal Services Consumer Services SouthWest US    
PrimeSport, Inc Hotels, Restuarants & Leisure SouthEast US  
Prince Mineral Holding Corp Metal Services and Minerals NorthEast US    
Progrexion Holdings Consumer Services Western US  
Rocket Software Software and Computer Services NorthEast US    
Royal Adhesives Chemicals MidWest US    
RV Manufacturing NorthEast US      
Ryan, LLC Business Services SouthWest US    
Sandow Media, LLC Media SouthEast US    
Seaton Corp. Business Services MidWest US    
SESAC Holdco II LLC Business Services MidWest US    
Skillsoft Software and Computer Services Ireland
SMART LLC Diversified NorthEast US    
Snacks Parent Food Products MidWest US  
Southern Management Corporation Consumer Finance SouthEast US    
Spartan Energy Services Energy SouthEast US    
Speedy Group Holdings Corp Consumer Finance Canada    
Sport Helmets Holdings, LLC Personal and Non durable Consumer Products NorthEast US    
Stauber Performance Food Products Western US    
Stryker Energy Oil & Gas Production MidWest US    
Sudbury Mill CLO Ltd Diversified Financial Services Cayman Islands    
Symphony CLO IX, Ltd. Diversified Financial Services Cayman Islands    
System One Holdings Business Services NorthEast US    
Targus Group Durable Consumer Products Western US    
TB Corp Consumer Services SouthWest US    
Tectum Holdings, Inc Automobile MidWest US    
The Copernicus Group Healthcare SouthEast US    
The Healing Staff Contracting SouthEast US  
The Petroleum Place Inc. Software and Computer Services Western US    
Therakos, Inc Healthcare Northeast US    
Tolt Solutions, Inc Business Services SouthEast US    
Totes Isotoner Non-durable Consumer Products MidWest US    
Traeger Pellet Grills, LLC Durable Consumer Products Western US  
Transcation Network Services, Inc Telecommunication Services SouthEast US    
TransFirst Holding Software and Computer Services NorthEast US    
TriMark USA Hotels, Resturants & Leisure NorthEast US    
United Sporting Company Durable Consumer Products SouthEast US    
United States Environmental Services, LLC Commercial Services SouthEast US    
Valley Electric Construction and Engineering Western US  
Venio LLC (f/k/a Keane Acquisition Co) Business Services NorthEast US    
Water Pik Inc. Personal and Non Durable Consumer Products SouthWest US    
Wind River Resources Oil and Gas Production Western US    
Wolf Energy Holdings, Inc. Oil and Gas Production MidWest US    
Prospect Capital Corporation
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(212) 448 - 0702
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